Method Article
Posthemorrhagic hydrocephalus of prematurity (PHHP) can be modeled in neonatal rats by combining chorioamnionitis and intraventricular hemorrhage. The combination of these prenatal and postnatal events accurately recapitulates the clinical hallmarks of PHHP, including macrocephaly, ventriculomegaly, and elevated intracranial pressure, through the lifespan.
Posthemorrhagic hydrocephalus of prematurity (PHHP) is a serious sequela of severe intraventricular hemorrhage (IVH) in very preterm infants less than 32 weeks gestational age (GA). PHHP is defined by the accumulation of cerebrospinal fluid (CSF) associated with clinical symptoms of elevated intracranial pressure (ICP). Infants with PHHP suffer lifelong shunt dependence, with half requiring repeat surgery in the first year of life and many requiring multiple additional surgeries throughout the lifespan. Prenatal chorioamnionitis predisposes preterm infants to severe IVH and the need for surgical treatment of PHHP trends with neonatal sepsis. These clinical features suggest that systemic inflammation is an integral component of PHHP pathophysiology.
Here, we define an animal model that recapitulates all clinical aspects and essential features of PHHP in rats. The goal of this protocol is to illustrate how in utero chorioamnionitis and postnatal IVH using lysed red blood cells can be combined to yield PHHP. This preclinical approach yields progressive macrocephaly and domed craniums, elevated intracranial pressure, and ventriculomegaly that can be detected via magnetic resonance imaging (MRI) or via microscopy. In addition to sustained disruption in CSF dynamics, rats also have cognitive delay and functional disability into adulthood. Accordingly, this preclinical platform facilitates unique and unparalleled translational studies of PHHP that can incorporate molecular, cellular, biochemical, histologic, imaging, and functional outcome measures. It can also be used for rigorous analysis of the choroid plexus, ependymal motile cilia, and glymphatic system in parallel. Last, it can also be an invaluable preclinical tool for the investigation of novel surgical intervention strategies and non-surgical therapeutic approaches for the treatment of hydrocephalus.
Posthemorrhagic hydrocephalus of prematurity (PHHP) remains a substantial public health concern. Defined by symptomatic accumulation of cerebrospinal fluid (CSF) concomitant with elevated intracranial pressure (ICP) secondary to intraventricular hemorrhage (IVH), PHHP is a severe manifestation of encephalopathy of prematurity and a significant contributor to the global burden of prematurity and acquired hydrocephalus1,2. Globally, approximately 400,000 infants each year are born with or acquire the lifelong burden of hydrocephalus3 and many die due to lack of treatment3. PHHP is common in developed countries in very preterm infants (<32 weeks' gestation) with severe IVH, and often affects the sickest of infants who are already suffering from other life-threatening co-morbidities4,5.
The only available treatment for hydrocephalus is surgery6. Surgical procedures yield better longevity when infants are older than 6 months at the time of the first permanent intervention, whether for a ventriculoperitoneal (VP) shunt to divert cerebrospinal fluid (CSF), endoscopic third ventriculostomy (ETV), or ETV with choroid plexus coagulation (ETV-CPC)7. The most common option, VP shunts, often fail within a year and predispose children to a lifetime of complications, repeat surgeries, and hospitalizations at a tremendous cost to the child, the family, and society.8 In particular, the anxiety from a shunt potentially failing at any time is burdensome to families9. Care for children with symptomatic hydrocephalus, including frequent surgeries, is a leading cause of pediatric healthcare expenditures10,11,12,13,14. The annual estimated cost for shunt-related expenditures in children was $2 billion in 200315. While children with shunts comprise only 0.6% of hospital admissions, they generate 3.1% of pediatric hospital charges15. Thus, the discovery of safe, non-surgical therapies for the treatment of PHHP is paramount.
In infants, PHHP develops after IVH over a clinical time course that lasts weeks to months after the initial identification of the brain bleed. A study conducted by the Hydrocephalus Clinical Research Network (HCRN) confirmed that VP shunts remain the best surgical option for neonates with PHHP16. Even for children with PHHP in high-income countries with access to skilled pediatric neurosurgical care, outcomes are far from optimal, with >50% of shunts placed in infants with PHHP requiring surgical revision within the first 2 years8. Despite the clear need to identify safer, more effective treatments for PHHP, research has faced obstacles. Progress has been hampered in part because the preclinical literature on PHHP often fails to appropriately distinguish ventriculomegaly caused by hydrocephalus ex vacuo17,18 from symptomatic hydrocephalus with macrocephaly19,20. Indeed, developmental models of hydrocephalus should include progressive macrocephaly and/or measurements of elevated ICP1.
Merging clinical and preclinical insights has improved study design and propelled our understanding of PHHP2. Studies conducted in diverse centers throughout the globe have shown that IVH is most common in very preterm neonates secondary to chorioamnionitis21,22,23,24,25,26,27,28. In addition to placental infection and inflammation, neonatal sepsis is an additional important risk factor and can play a central role in the progression from IVH to ventriculomegaly to symptomatic PHHP and subsequent surgical intervention29. Preclinical and clinical data support that blood-borne inflammation can cause hydrocephalus20, and systemic inflammation increases secretion of CSF by the choroid plexus30. Further, adults with subarachnoid hemorrhage and IVH who also suffer from sepsis are much more likely to require a shunt31. More recent literature has confirmed that inflammation reduces ependymal motile cilia propulsion of CSF19,20,32 and CSF reabsorption by the glymphatic system33,34,35,36. Overall, systemic inflammation is a key pathophysiological and clinical driver in PHHP1.
Considering these findings, we created an age-appropriate preclinical model of PHHP. This model combines IVH in the immediate and early postnatal period with chorioamnionitis, the principal cause of preterm birth19. This experimental approach begins in utero, with the placental insufficiency, placental inflammation, and intraamniotic inflammation that defines chorioamnionitis7,8,9,10,11,12,13,14,15,16,17,18,19,20,21,22,
23,24,25,26,27,28,29,30,31,32,33,34,35,36,37,38,39,40,41,42,
43,44,45. Specifically, we recapitulate a fetal inflammatory response syndrome, placental neutrophilia, and proinflammatory CNS microenvironment in the preterm period via abdominal laparotomy in pregnant rat dams on embryonic day 18 (E18)37,38,39,40,41,42,43,44,45. Intrauterine injury is induced by temporary bilateral uterine artery occlusion leading to transient systemic hypoxia-ischemia (TSHI) followed by intraamniotic injection of lipopolysaccharide (LPS)37,38,39,40,41,42,43,44,45. Subsequently, to perturb CSF dynamics and catalyze the development of hydrocephalus in the live-born pups, IVH is induced on postnatal day 1. This is accomplished with bilateral intracerebroventricular injection (ICV) of littermate lysed red blood cells (RBCs) into the lateral ventricles19,37,44. Pups are then studied as hydrocephalus develops and throughout their lifespan.
The Animal Care and Use Committee (ACUC) at Johns Hopkins University approved all experimental procedures described herein. This protocol utilizes pregnant Sprague-Dawley rat dams and pups of both sexes.
1. Induction of chorioamnionitis on E18
NOTE: The in utero insult portion of this protocol has been previously published in detail, is summarized above, and is the subject of a separate JOVE protocol and video19,37,38,39,40,41,42,43,44,46. Briefly, pregnant female Sprague-Dawley rats undergo abdominal laparotomy on embryonic day 18 (E18) to induce chorioamnionitis, which includes TSHI and intraamniotic LPS administration.
2. Preparation of lysed red blood cells on P1
3. Intracerebroventricular injections of lysed red blood cells on P1
4. Confirmation of successful bilateral intraventricular hemorrhage on P2
5. Confirmation of successful posthemorrhagic hydrocephalus
Using this model, hydrocephalus develops in the days and weeks after injection of lysed red blood cells. A representation of a typical experimental design and progression of hydrocephalus is provided in Figure 1. We evaluated 5-6 sham animals and 6-8 PHHP animals per group. As juveniles, rats with PHHP exhibited macrocephaly (Figure 2), elevated intracranial pressure (Figure 3), and ventriculomegaly (Figure 4). The constellation and combination of these findings represent hydrocephalus. These rats also have developmental delay19 and, as adults, survive with persistent cognitive difficulties and elevated ICP. Males perform worse than females in this model19, which replicates the clinical scenario where males are more prone to develop hydrocephalus3,19. Investigators using this experimental platform to study hydrocephalus will be able to confirm the successful completion of the procedure by visualizing progressive macrocephaly and a domed cranium that develops over the course of 5 days following the induction of IVH and maintained throughout the lifespan (Figure 2). Sustained macrocephaly is an essential, clinically important, easily identifiable sign of a successful procedure. By postnatal day 21 (P21), statistically significant increases in IADs (surrogate of head circumference used clinically) and opening pressure are quantifiable (Figure 3). Similarly, ventriculomegaly, and increases in ventricular volume, are observable on MRI and histology compared to sham controls (Figure 4)1,2,19. The quantification of ventricular volume either by structural MRI imaging or through standard histological procedures like cresyl violet or hematoxylin and eosin staining is an excellent complement to more sophisticated diffusion and functional imaging. These data are consistent with the clinical features of PHHP, including macrocephaly, disrupted CSF dynamics leading to ventricular expansion, and elevated ICP.
Figure 1: Experimental design. The protocol to induce PHHP starts with the induction of chorioamnionitis in rats at embryonic day 18 (E18) and intraventricular hemorrhage on postnatal day 1 (P1). Hydrocephalus develops and evolves throughout the lifespan and can be evaluated by multiple metrics, including functional assays, through adulthood. Abbreviations: PHHP = posthemorrhagic hydrocephalus of prematurity; IVH = intraventricular hemorrhage. Please click here to view a larger version of this figure.
Figure 2: Macrocephaly typifying PHHP. Rats with PHHP have enlarged, domed craniums, and macrocephaly compared to sham controls. Abbreviation: PHHP = posthemorrhagic hydrocephalus of prematurity. Please click here to view a larger version of this figure.
Figure 3: Quantification of macrocephaly and elevated intracranial pressure. Rats with PHHP (n=8) have increased intra-aural distance (a surrogate for head circumference) and increased opening pressure (intracranial pressure, n=6) on postnatal day 21 (P21) compared to sham controls (n=5-6). (t-test **p < 0.01, error bars represent standard error of the mean). Abbreviation: PHHP = posthemorrhagic hydrocephalus of prematurity. Please click here to view a larger version of this figure.
Figure 4: Rats with PHHP have moderate-severe ventriculomegaly. Rats with PHHP have enlarged ventricles and increased ventricular volume compared to sham controls clearly identifiable on magnetic resonance imaging. (A) T2 structural imaging shows ventricular dilation in the coronal plane from anterior to posterior at P21. (B) Ventricular volume increases in PHHP rats compared to sham animals are also visible in axial, coronal, and sagittal planes in adult rats at P60. Ventricular volumes can be quantified using (C) MRI (n=5-7/group) and paired with (D) 3D reconstruction of the ventricular system at any age. (t-test **p < 0.01, error bars represent standard error of the mean). Abbreviation: PHHP = posthemorrhagic hydrocephalus of prematurity. Please click here to view a larger version of this figure.
This protocol for the induction of PHHP allows for rigorous, quantifiable, and clinically translatable outcome measures of brain structure and function concomitant with phenotypic hallmarks of hydrocephalus, including chronic elevation of ICP, ventriculomegaly, and macrocephaly, from birth to adulthood4. Biochemical, histological, and functional assays can be used to evaluate the health of the choroid plexus, ependyma, and glymphatic system, as well as gray and white matter19. Additionally, this model can support the integration of functional CSF and live-cell cilia imaging with multimodal neuroimaging and biobehavioral outcomes. It can also be used to combine mechanistic studies using multiparameter flow cytometry and dynamic neural cell assays with histology and immunochemistry to rigorously assess the ventricular microenvironment. Together with digital gait evaluations and touchscreen testing of cognition and executive function2,19, this approach may allow the assessment of cellular, fluid, and neurobehavioral biomarkers not previously utilized in translational studies of PHHP.
For families of children with PHHP, the highest priority after durable shunt function is the improvement of cognitive outcome and the promise of non-surgical treatment strategies47,48,49. The development of pharmacotherapies to address these needs is the first step to transforming the care of children with PHHP2,47,48,49. This preclinical model is amenable to testing drug regimens and emerging pharmaceuticals. It is appropriate for the evaluation of non-surgical interventions and pharmacological treatments designed to modulate CSF dynamics. These drugs can be given through multiple routes of administration in the rats (i.e., intraperitoneal, intravenous, subcutaneous, osmotic minipump) and their hydrocephalus and ventriculomegaly can be tracked, monitored, and quantified throughout the lifespan using imaging and clinical signs. Multiple aspects of brain health can also be assayed including ventricular volume, white matter loss, and functional connectivity. Histology, immunohistochemistry, qPCR, and associated experiments can be performed on tissue collection from specific regions and developmentally distinct endpoints. This platform for study in rats can also facilitate the study of hydrocephalus-associated co-morbid conditions, including cerebral palsy, epilepsy, and chronic pain4.
Mortality in this model is 3-7% and most frequently occurs in the first 48 h post IVH19,44. Occasionally, rat pups fail to gain weight and feed effectively. This failure to thrive can be a direct result of progressive macrocephaly associated with a successful procedure, or cortical/subcortical hemorrhage caused by poor ICV injection technique. In the absence of the necessary precision, cortical hemorrhagic infarction or skull base trauma can be observed. Postnatal care can be disrupted by either the prenatal or postnatal interventions described as the pups are markedly different from sham controls with respect to head shape, body size, and behavior. Proper surgical and injection technique, combined with advanced neuroanatomical proficiency, is crucial to ensure the above representative results are fully realized.
This preclinical platform requires an open abdominal laparotomy to be performed in pregnant rats. This requires advanced surgical skill. In the postnatal period, failure to accurately inject lysed RBCs into the lateral ventricles will not result in IVH nor PHHP and these rats will not grow to demonstrate progressive macrocephaly, elevated opening pressure, or ventriculomegaly. Comfort with freehand injections and the ventricular anatomy of neonatal rodents is essential. Notably, open fontanelles and relatively thin skulls make transillumination possible and facilitate the identification of neuroanatomical landmarks such as bregma and the dorsal aspects of the lateral ventricles necessary for the successful placement of the needle. Unilateral IVH is possible if both lateral ventricles are not accessed, and this may yield transient but not persistent macrocephaly. CSF egress after ventricular access is a suitable indicator of successful injections. Similarly, aspiration of CSF into the needle hub prior to the injection of lysed RBCs ensures the injector is in the proper ventricular space to proceed with injection. While ventriculomegaly on MRI can be present in the absence of hydrocephalus (encephalomalacia), the combination of this finding, along with elevated opening pressure and neurocognitive deficits, represents the successful execution of the PHHP technique.
Analysis of procedural success can be ascertained by comparing the above representative metrics between pups who underwent ICV injection of lysed RBCs and sham pups or in pups who underwent ICV injection versus control pups who experienced chorioamnionitis but not ICV injection of lysed RBCs. Importantly, the sham dams undergo exposure to isoflurane as well as laparotomy and uterine externalization. Unlike in the PHHP model, however, the amniotic sacs and uterus are then returned to the abdominal cavity and the laparotomy completed without uterine artery occlusion or LPS injection. The pups borne out of these sham dams typically do not receive injections of lysed RBCs as it is the specific combination of TSHI+LPS in utero (which the sham fetuses do not experience) followed by IVH that leads to PHHP. Additionally, by having age and sex-matched controls who are not exposed to either TSHI+LPS or IVH, we are able to validate technical success of the model and more directly compare outcomes of PHHP cohorts who received intervention with outcomes of their sham counterparts. This comparison allows for robust efficacy testing of both the model and any therapeutic interventions therein.
Despite the technical proficiency required, this model is advantageous compared to other models of early IVH and hydrocephalus because it is age-appropriate, incorporates systemic inflammation, has evolving PHHP sequelae through adulthood, and provides the opportunity to evaluate translational outcome measures such as sophisticated functional testing and neuroimaging30,50,51,52. It also yields sustained ventriculomegaly and elevated ICP. The use of lysed RBCs increases the translational relevance of this model. Preterm infants that suffer IVH have whole blood released into their ventricles. This blood remains in the ventricular CSF system and degrades over weeks (RBC lysis) leading to a persistent inflammatory response in the ventricles, commonly viewed on routine head ultrasound as ependymal hyper-echogenicity53,54. The use of lysed RBCs corroborates and substantiates prior work evaluating the efficacy of individual blood products/components in creating hydrocephalus and sustained ventriculomegaly55. Unlike packed RBCs, intraventricular injection of lysed RBCs results in significantly enlarged ventricles on MRI 24 h after injection and beyond19,55. Lysed RBC injection has been found to upregulate brain hemoxygenase-1 and ferritin levels in the periventricular space when compared to packed RBC or saline injection55. This is important as the pathophysiology of human IVH is largely due to the breakdown of initial blood and the gradual release of iron degradation products and other blood components concomitant with resultant tissue damage.
Heme-oxygenase 1 is a major enzyme in heme degradation, and ferritin is an iron storage protein; thus, their increased periventricular concentration after lysed RBC injection closely aligns with the human IVH etiology. Lastly, injecting iron only into the ventricular spaces neglects other components of RBCs such as carbonic anhydrase 29. Additionally, iron injection does not maximize the potential severity of the induced IVH, which directly correlates with the likelihood of subsequent hydrocephalus. Like the choice to use lysed RBCs, the rationale behind injecting both ventricles is to increase translation. Clinical literature shows a clear increased association between more severe IVH and subsequent PHHP. Introducing hemorrhages bilaterally in and of itself increases the severity of the IVH as well as the likelihood of extension from the germinal matrix into the ventricular spaces and resultant ventricular dilatation - another characteristic of more severe IVH. Additionally, as described above, bilateral injection also allows for a mode to assess CSF communication. Twenty microliters is the lowest volume to reliably attain sustained hydrocephalus and without significant parenchymal involvement such that rat pup mortality becomes a complicating variable.
In conclusion, the use of an animal model that recapitulates clinical aspects of PHHP, including progressive macrocephaly, elevated intracranial pressure, ventriculomegaly, and cognitive delay into adulthood adds rigor to the field and facilitates unique and unparalleled studies necessary for new therapeutic approaches and improved mechanistic understanding of the complex pathophysiology of this common form of perinatal brain injury.
The authors have no conflicts of interest to disclose.
The authors are grateful for the funding provided by the National Institutes of Health (R01HL139492), the Congressionally Directed Medical Research Program (W81XWH1810166, W81XWH1810167, W81XWH2210461, and W81XWH2210462), the Hydrocephalus Association, and the Rudi Schulte Research Institute.
Name | Company | Catalog Number | Comments |
70% ethanol | Pharmco | 111000200 | Diluted to 70% |
Betadine surgical scrub | Cardinal Health | NDC-67618-151-17 | |
Blunt Forceps | Roboz | RS-8100 | |
Bravmini Plus Cordless Rechargeable Trimmer | Wahl | 41590-0438 | |
Carbon Steel Surgical blades | Bard-Parker | 371151-11 | |
centrifuge | Eppendorf | 5424R | |
Cotton Gauze Sponge | Fisherbrand | 22-362-178 | Small, 6 inch sterile |
Cotton-tipped Applicators | Fisherbrand | 23-400-114 | 30 G 1 |
Eye Lubricant | Refresh Lacri Lube | 75929 | |
Far infrared warming pad | Kent scientific | RT-0501 | |
Incubator - Genie Temp-Shaker 100 | Scientific Industries | SI-G100 | |
Insulin Syringes | BD | 328438 | 0.3 cc 3 mm 31 G, ultrafine |
Isoflurane | Covetrus | 11695067772 | |
Ketamine hydrochloride injection | Dechra | 17033-101-10 | |
Kimwipes | Kimtech Science | BXTNI141300 | |
LPS 011B4 | Sigma | L2630 | |
microcentrifuge tubes | Thermo Fisher Scientific | 3453 | 2.0 mL |
Needle | BD | 305122 | 1 mL |
Needle | BD | 305128 | 25 G 5/8 |
Needle Holders | Kent Scientific Corp. | INS14109 | 12.5 CM STR |
OR Towels | Cardinal Health | 287000-008 | |
Paper measuring tape | Cardinal Health | SKU | |
Saline Solution, 0.9% | Sigma | S8776 | |
Scissors | Roboz | RS-6808 | |
SomnoSuite | Kent Scientific | SS6823B | |
Sterile Alcohol Prep Pads | Fisherbrand | 06-669-62 | Sterile |
Surgical gloves | Biogel | 40870 | |
Surgical Scissors | Roboz | RS-5880 | |
Surgical Scissors | EST | 14002-16 | |
Syringe | BD | 309628 | |
T/Pump (Heat Therapy Pump) | Stryker Medical | TP700 | |
Vessel Clips | Kent Scientific Corp. | INS14120 | 30 G Pressure |
Xylazine injection | vet one | NDC 13985-704-10 |
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