Method Article
In real-time functional magnetic resonance imaging (rtfMRI), brain activity is experimentally manipulated as an independent variable, and behavior is measured as a dependent variable. The protocol presented here focuses on the practical use of rtfMRI as a therapeutic tool for psychiatric disorders such as nicotine addiction.
It has been more than a decade since the first functional magnetic resonance imaging (fMRI)-based neurofeedback approach was successfully implemented. Since then, various studies have demonstrated that participants can learn to voluntarily control a circumscribed brain region. Consequently, real-time fMRI (rtfMRI) provided a novel opportunity to study modifications of behavior due to manipulation of brain activity. Hence, reports of rtfMRI applications to train self-regulation of brain activity and the concomitant modifications in behavioral and clinical conditions such as neurological and psychiatric disorders [e.g., schizophrenia, obsessive compulsive Disorder (OCD), stroke] have rapidly increased.
Neuroimaging studies in addiction research have shown that the anterior cingulate cortex, orbitofrontal cortex, and insular cortex are activated during the presentation of drug-associated cues. Also, activity in both left and right insular cortices have been shown to be highly correlated with drug urges when participants are exposed to craving-eliciting cues. Hence, the bilateral insula is of particular importance in researching drug urges and addiction due to its role in the representation of bodily (interoceptive) states. This study explores the use of rtfMRI neurofeedback for the reduction in blood oxygen-level dependent (BOLD) activity in bilateral insular cortices of nicotine-addicted participants. The study also tests if there are neurofeedback training-associated modifications in the implicit attitudes of participants towards nicotine-craving cues and explicit-craving behavior.
Neurofeedback is an operant conditioning procedure through which humans or animals can learn to modulate neural activity in one or more brain regions. Training typically leads to behavioral modifications1. In principle, brain signals from one or more circumscribed brain regions are transformed into sensory feedback (e.g., visual, auditory, or tactile feedback), which is provided to the participant for control of brain activity by operant conditioning or other forms of learning. In the reversal of the traditional neuroimaging paradigm, neurofeedback studies modulate brain activity as an independent variable and measure behavior as a dependent variable. Thus, neurofeedback provides a novel approach to investigating the involvement of brain regions in different cognitive functions and how hyper- or hypoactivation of those brain regions can lead to abnormal behavior.
Neurofeedback has been used with different neuroimaging modalities like functional magnetic resonance imaging (fMRI), electroencephalography (EEG), and functional near-infrared spectroscopy (fNIRS). EEG- and fNIRS-based neurofeedback paradigms have the advantages of higher temporal resolution, affordability, and portability2,3. However, they are characterized by low spatial resolution and an inability to access deeper brain regions. In addition, EEG has the computational complexity of the inverse problem for determining a source of neural activations from surface EEG signals4. However, with recent developments in real-time fMRI (rtfMRI), it is possible to access hemodynamic signals from all parts of the brain, with good spatial resolution (e.g., 2 mm3) and a temporal resolution of 720 ms5. Thus, fMRI overcomes the above-mentioned limitations possessed by fNIRS and EEG techniques.
Addiction to nicotine is one of the major causes of death across the world due to a number of diseases associated with smoking6. Recognized factors leading to nicotine addiction are social, environmental, psychological7, and genetic susceptibility8. On a neurobiological level, studies have shown activation in the anterior cingulate cortex (ACC), orbitofrontal cortex (OFC), ventral tegmental area (VTA), ventral striatum, amygdala, hippocampus, prefrontal cortex (PFC), and insular cortex during the presentation of drug-associated cues in contrast to neutral control cues9,10,11,12,13,14. Activity in both left and right insulas are highly correlated with smoking urges when smokers viewed drug-associated cues15,16. The insula plays an important role in eliciting craving behavior17,18,19,20,21, as it is responsible for perception of the bodily state. It has been reported that smokers with lesions in their insular cortices were more likely to quit smoking than smokers with brain damage not involving the insula18.
One of the biggest challenges in existing smoking cessation methods is the high relapse rate22. More than 80% of smokers relapse within the first few months after quitting smoking23. Exposure to cues previously associated with drug use is a major reason for the high relapse rate in nicotine addiction24. This mechanism is called the incubation effect. The current protocol is developed to target the incubation effect assessed by an affective priming task. Previous studies have demonstrated that abstaining smokers have negative implicit attitudes toward smoking-related cues25,26,27,28. In the typical affective priming task, emotional priming stimuli modify the processing of an affective target so that the reaction time and accuracy of responses are changed29. In other words, if the prime and target stimuli are of the same valence, the reaction time in response to the target stimuli will be faster, and vice versa.
In the current study, it is hypothesized that downregulation of the bilateral anterior insular cortex will reduce craving, and hence, the valence of craving-inducing cues will change from negative to neutral, as attentional and associative biasing will move away from smoking-related cues30. The implicit behavior task is an affective priming task originally adapted from Czyzewska and Graham31. Based on the aforementioned hypothesis, it is anticipated to observe a decrease in reaction time in response to a combination of prime (craving eliciting picture or its neutral counterpart picture) and target words with positive valence after downregulation block as compared to baseline block. The priming task (Figure 2B) consists of a prime (i.e., a craving eliciting picture or its neutral counterpart picture32) and target word with positive or negative valence. The prime picture is presented for 200 ms, followed by a target word presented for 1 second. Stimulus onset asynchrony (SOA) is 250 ms. Participants are then instructed to judge the valence of the target word (positive or negative) and respond by pressing a button as quickly and accurately as possible.
The rtfMRI system (Figure 1) consists of the following subsystems: (1) participant, (2) signal acquisition, (3) online signal analysis, and (4) signal feedback. Signal acquisition is carried out with a 3.0T Siemens Trio whole-body scanner using an echo planar imaging (EPI) sequence33. Procedures such as image reconstruction, distortion correction, and averaging of the signal are performed on the scanner computer. Once the images are reconstructed and preprocessed, they are exported to the signal analysis subsystem. The signal analysis subsystem is implemented using the Turbo Brain Voyager (TBV)34. TBV retrieves the reconstructed images and performs data processing that includes 3D motion correction and real-time statistical analysis using the general linear model35. TBV allows the user to draw regions of interest (ROIs) over multiple voxels on the functional images and extract average BOLD values of the ROI after each repetition time (TR). The time series of the selected ROIs are then exported to the MATLAB script that calculates and presents feedback to the participant.
Visual feedback of brain activity is provided to participants in the form of a graphically animated thermometer, with its bars changing in proportion to the percent BOLD changes in the ROIs. Several studies have used intermittent feedback (feedback provided to a participant after a number of TRs of the EPI sequence) for training participants36,37. However, in the current study, it was anticipated that participants would have greater difficulty in downregulating the BOLD signal in the anterior insula with continuous feedback due to insula’s role in sensory integration and involvement in processing visual feedback information38. Hence, it was presumed that continuous feedback would result in a conflict between two processes in the insular cortex, one process that increases the signal due to external feedback, and another that decreases the signal due to neurofeedback training. Hence, in this study, we provide feedback only at the end of each downregulation block (delayed feedback). Participants are shown a text (e.g., Euro 0.87) as visual feedback (Figure 2A,C) that indicates the amount of money they earned (monetary reward). This reward is proportional to the percentage downregulation achieved in the regulation block.
RtfMRI is a novel neurotechnology that may be able to overcome problems in therapeutic approaches to addiction treatment and may provide more reliable and effective interventions for reducing relapse. The long-term objectives of the current study are three-fold: 1) to test whether nicotine addicts can learn to downregulate BOLD signals in the anterior insula during the presence of stimuli eliciting craving behavior; 2) to examine whether neurofeedback training leads to modifications in craving behavior; and 3) to explore whether changes in craving levels during neurofeedback training of downregulation of the insula persists after six months of training without any other intervention. This article provides a detailed description of the rtfMRI experimental protocol and its different components. Also presented are sample data from the study and a discussion of this method’s future challenges and potential in addition research. The protocol presented is designed to investigate whether fMRI-based neurofeedback training can be used to study reductions in brain activity in the insular cortex of cigarette smokers. In addition, the protocol is intended to study relationships between activation of the insular cortex and the craving behaviors of cigarette smokers.
The Ethics Committee of the Medical Faculty of the University of Tübingen and Pontificia Universidad Católica de Chile approved the following rtfMRI protocol.
1. Hardware set-up
2. Participant preparation outside of the scanner
3. Participant positioning
NOTE: The procedure of participant positioning on the scanner table is similar to the traditional fMRI experiment.
4. Data acquisition
5. FMRI neurofeedback
6. Control group
7. Offline analysis
Four patients were recruited based on their scores on the Fagerström Test for Nicotine Dependence (FTND)45 questionnaire for medium-level nicotine dependence (FTND score >4) and the number of cigarettes smoked every day (>15). In addition, it was ensured that the participants did not have any tattoo or metallic implants as per MRI safety measures of the institution. Five rtfMRI sessions were performed for each participant, in which the first four sessions were conducted over 2 weeks (2 sessions per week), and the fifth session was conducted 6 months after the fourth session. Participants were asked to abstain from smoking at least 3 h before each session.
On day 1, participants underwent pre-training (before the neurofeedback training) sessions in order to obtain baseline implicit behavioral responses to the pictures that elicit craving behavior. On sessions 2 and 3, neurofeedback training (Figure 2C) was performed to train downregulation of the BOLD signal in the left (ROI1) and right (ROI2) anterior insular cortices as ROIs. A post-training (after the neurofeedback training; session 4) session that was identical to the pre-training session was then performed. In order to evaluate the long-term effects of neurofeedback training on implicit behavior, a follow-up session similar to the post-training session was conducted 6 months after the post-training session. During the pre-training session (Figure 2A), participants were not performing any tasks during the regulation block, and feedback was not provided to them. However, during the post-training and follow-up sessions, participants used self-regulation strategies learned during the training period. Participants were provided with contingent feedback (monetary reward) at the end of each regulation block. The figures (Figure 4, Figure 5, Figure 6) show sample data from four participants in the experimental group. The data presented is related to participants’ neurofeedback performances and changes in craving behaviors, assessed by the questionnaires and affective priming task across the neurofeedback fMRI sessions.
Participants learned to significantly downregulate BOLD signals (tdf = 3.14, p < 0.05, two-tailed paired sample t-test) in the bilateral insular cortex with neurofeedback training. The success of the participants was estimated by computing the percentage change in the BOLD signal equation as explained below.
Where: the left anterior insula (ROI1) and right anterior insula (ROI2) were selected based on anatomical landmarks. The primary motor area (M1) was selected as a reference ROI, namely ROI3, to remove the effect of global BOLD increase and BOLD fluctuation due to head movement.
The lower the value of percentage change in the BOLD signal, the higher the success rate of participants in downregulating the bilateral insular cortex (Figure 4). However, the participants did not manage to maintain the learned downregulation during the follow-up session. In addition, we observed a significant overall reduction (tdf = 2.78, p < 0.05, two-tailed one sample t-test) in the explicit smoking behavior as measured by the CPD (Figure 5A) during the third and the fourth rtfMRI sessions, which further decreases during the follow-up session.
Similarly, we observed a significant reduction in scores for the smoking behavior questionnaires such as the QSU-b (pre-training scores: tdf = 11.1; post-training scores: tdf = 6.5, p < 0.05, one sample t-test; Figure 5B) and VAS-C (pre-training scores: tdf = 13.7; post-training scores: tdf = 16.07, p < 0.05, two-tailed paired sample t-test; Figure 5C). However, in the case of implicit craving behavior (Figure 6), it was observed that the reaction times (ms) were significantly lower in the tasks presented after the downregulation block compared to the tasks presented after the baseline block. In the affective priming task, there are four combinations of the prime cue (craving eliciting-cue and its neutral counterpart) and target word (positive and negative valence). Out of the abovementioned four combinations, two combinations of priming cue and target cue [i.e., prime: neutral & target: positive (tdf = 2.97) and prime: craving & target: positive (tdf = 2.78)] showed significantly (p < 0.05) faster reaction times in the task after the downregulation blocks. The overall reduction in reaction time for the tasks after the baseline and regulation blocks may be attributed to the practice effect. However, the reduction in reaction times for the combinations of prime (craving & neutral) and positive target words (Figure 6B) indicates a change in the participant’s perceived valence of the craving-inducing cues.
Figure 1: Real-time fMRI set-up. Real-time fMRI-based neurofeedback system is comprised of the following subsystems: (A) participant in the scanner, (B) signal acquisition using an echo planar imaging (EPI) pulse sequence, (C) online preprocessing of the data acquired, (D) computation of the feedback according to the hypothesis, and (E) signal feedback via the scanner projection system. Please click here to view a larger version of this figure.
Figure 2: Experimental paradigm. (A) Schematic illustration of the experimental paradigm for pre-training, post-training, and follow-up sessions. The protocol consists of six alternating blocks of baseline and regulation. Each block was followed by an affective priming task. (B) The affective priming task used here evaluates the effect of downregulation on implicit attitude towards craving cues. It consists of a prime (craving eliciting picture or neutral counterpart picture), which is then followed by a target word (positive or negative valence). The word “Sieg” has positive valence, and it is a German word meaning “victory”. (C) Each rtfMRI training run consists of baseline, downregulation, and feedback blocks in that order repeated six times. Please click here to view a larger version of this figure.
Figure 3: Real-time fMRI hardware set-up. The real-time fMRI set up consists of following three subsystems: (1) image reconstruction and MR host computer (black), (2) real-time MRI analysis computer (green), and (3) stimulus presentation computer and projector (blue). The LAN connections presented in purple color are added to the existing standard fMRI set-up. The optical trigger (dark green) is connected to the stimulus presentation computer through an MR-compatible response device (orange). Please click here to view a larger version of this figure.
Figure 4: Percentage change in BOLD signal. The figure represents the percentage change in BOLD signal in the left (blue) and right (orange) insular cortices during the pre-training (T1), neurofeedback training (T2, T3), post-training (T4), and follow-up (6 months after post-training session; T5). The participant showed a significant (paired sample t-test; *p < 0.05) reduction in BOLD activity during the downregulation block compared to the baseline block (mentioned above). A negative value of percentage change in BOLD signal represents downregulation. Error bars represent the standard deviation in the percentage change values of downregulation trials. Please click here to view a larger version of this figure.
Figure 5: Explicit craving behavior. The figure represents explicit craving behavior of the participant, namely Visual Analog Scale for Craving (VAS-C), Questionnaire of Smoking Urges-Brief (QSU-b) and number of cigarettes per day (CPD) during the during the pre-training (T1), neurofeedback training (T2, T3), post-training (T5), and follow-up (6 months after post-training session; T5). Higher scores indicate higher craving levels. These results show that there is a significant (one sample t-test; *p < 0.05) overall reduction in scores of all the scales, indicating a reduction in explicit craving behavioral of the participant. Please click here to view a larger version of this figure.
Figure 6: Implicit craving behavior. The figure represents implicit behavior of the participant towards the craving-eliciting picture cues and its counterpart neutral pictures, assessed by an affective priming task across fMRI sessions (pre-training, post-training, and follow-up). The reaction time (ms) is presented for the baseline (blue) and downregulation (orange) blocks. Reaction times (ms) between the baseline and regulation blocks for a neutral (C) and craving (D)-inducing prime picture were significantly different (paired sample t-test; *p < 0.05) in the follow-up session. Please click here to view a larger version of this figure.
Pre-training Session (T1) | Neurofeedback training (T2 & T3) | Post- neurofeedback training (T4) | Follow-up (6 months) session (T5) |
Smoking questionnaires | Smoking questionnaires | Smoking questionnaires | Smoking questionnaires |
8 fMRI session and with priming task | 4 fMRI -based neurofeedback training session | 8 fMRI session and with priming task | 8 fMRI session and with priming task |
Anatomical Scan | 1 transfer neurofeedback run | Anatomical Scan | Anatomical Scan |
Resting state fMRI | Anatomical Scan | Resting state fMRI | Resting state fMRI |
Diffusion Tensor Imaging (DTI) | Diffusion Tensor Imaging (DTI) | Diffusion Tensor Imaging (DTI) |
Table 1: Experimental paradigm for the five sessions consisting of questionnaires and real-time fMRI training sessions.
Results from four participants demonstrate the possibility for cigarette smokers to learn to downregulate activation in the bilateral anterior insula in the presence of a craving-eliciting cues. Changes in the implicit and explicit smoking behaviors after neurofeedback training in the sample participant may be related to learned downregulation, as the participant did not go through any other clinical or experimental interventions during the course of the experiment. Change in the participant’s implicit behavior may indicate a change in the attentional bias towards the craving eliciting pictures. The changes in reaction time for positive target words indicate that the participant’s attentional bias may have shifted towards the neutral valence cues after downregulation training. This may indicate the possibility that participants were less affected by the craving-inducing images after downregulation of the insula than during the baseline condition, indicating potential reduction of craving due to downregulation.
This result is in line with the explicit behavior scores, as participants reported less craving and a reduced average number of cigarettes per day (to 10 per day) after 6 months into the study, compared to 20 per day before enrollment. This result is particularly notable because no clinical or experimental interventions were involved during the 6 month period between the post-training and follow-up sessions. While the above reduction in craving and number of cigarettes smoked per day cannot be related with certainty to the neurofeedback training alone, these results have encouraging implications in treating relapses. We are mindful of the need for a lager sample size and more robust statistics for a more reliable conclusion.
Several neuroimaging studies have demonstrated a role of the insula in urges for drugs like alcohol46,47, cocaine15,48, and heroin49. Another application of the current protocol may be in obese patients. It is known that anterior and mid-dorsal insula become highly activated when hungry obese patients are presented with images of high caloric food compared to lean subjects50. The current protocol may be generalized to other addictions as a therapeutical intervention by using different drug-associated cues.
These preliminary results suggest that with further progress in this approach, fMRI-based neurofeedback may lead to therapeutic intervention, in line with observations made in other studies51,52,53,54. Neurofeedback as a clinical intervention is still in an early stage; although, many randomized clinical trials (RCTs) have been conducted in patients with certain clinical conditions such as attention deficit hyperactivity disorder (ADHD). In the ADHD clinical trials, patients were trained to lower the amplitude in low-frequency EEG oscillations (e.g., delta and theta EEG bands), which are known to be high in patients with ADHD. These RCTs demonstrated that patients learned to lower amplitudes using neurofeedback training with improvement in ADHD symptoms55,56,57,58.
In addition, the clinical effect-size due to neurofeedback training may be higher than traditional computerized attention training. Similarly, RCTs have validated improvement in motor functions of stroke patients by combining EEG-based neurofeedback training with existing therapeutic approaches59 (physiotherapy) or modern stimulation approaches [e.g., functional electric stimulator60 (FES), transcranial magnetic stimulation61 (TMS), and robotic assistive therapy62,63)]. However, the observed improvements in motor function have also been observed as highly inconsistent in different patients, possibly due to variability in the locations and sizes of the brain lesions64.
Although several fMRI-based neurofeedback studies have demonstrated behavioral improvements in a psychiatric and neurological disorders, no RCTs have been conducted so far using this approach. Despite its benefits, rtfMRI-based neurofeedback presents certain hindrances for its use in a clinical setting, including high running costs and a claustrophobic, noisy environment inside the scanner. These limitations also apply to the current protocol. Therefore, it is important to identify an approach that can be used to supplement rtfMRI with a cheaper modality like EEG- or fNIRS-based neurofeedback approaches. Thus, in future studies, a protocol could be developed that combines both fMRI-based neurofeedback and EEG- or fNIRS-based neurofeedback training approaches.
In the initial stage of the protocol, patients would be trained to downregulate the insular cortex using fMRI-based neurofeedback training, and simultaneous EEG recording will be conducted to assess neuroelectric components that correlate with learned downregulation of the insular cortex. Later, a model of activation patterns of deep brain structures (e.g., insula) from surface EEG data could be developed. This can be achieved by using existing methods of source localization algorithms65 that allow for construction of a 3D model of electrical activity in the brain, based on exact low resolution electromagnetic tomography (eLORETA)66 or the EEG fingerprint method67. In the second stage of the proposed protocol, patients could be given an extended neurofeedback training with an EEG-based neurofeedback approach. Thus, this protocol provides a possibility to train (neurofeedback training) patients for longer periods of time in a user-friendly environment and at a lower cost. In this way, this may allow for the translation of scientifically rigorous findings from rtfMRI neurofeedback training to a portable and affordable clinical system for the treatment of psychiatric and neurological disorders. The further use of this noninvasive method for recording both neuronal activity and hemodynamic activity in the brain during neurofeedback experiments raises exciting new possibilities for clinical treatment and rehabilitation.
The authors have nothing to disclose.
This study was supported by Comisión Nacional de Investigación Científica y Tecnológica de Chile (Conicyt) through Fondo Nacional de Desarrollo Científico y Tecnológico, Fondecyt Postdoctoral grant (no. 3100648) Fondecyt Regular(projects no. 1171313 and no. 1171320) and CONICYT PIA/Anillo de Investigación en Ciencia y Tecnología ACT172121.
Name | Company | Catalog Number | Comments |
MATHSWORK | MATLAB version 2014a | ||
Presentation - Neurobehavioral Systems | Presentation version 18.0 | ||
Brain Innovation B.V. | Turbo Brain Voyager Version 2.6 or 3.0 |
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